Onboarding Analyst (VN2693)

About Marex

Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group provides comprehensive breadth and depth of coverage across four core services: clearing, agency and execution, market making, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products, with access to 60 exchanges. The group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas.

Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics

The Americas Onboarding team is responsible for facilitating the account opening process across a number of different entities in the United States. The team will work with clients, brokers or client services to gather the proper documentation and configuring the client’s static data withing People Soft and other applicable systems.

For more information visit https://www.marex.com/

Role Summary

The Onboarding Analyst will facilitate the onboarding process for opening new customers.

Responsibilities

• Full coordination and collection of client documentation and requirements to facilitate KYC/AML review and approval. • Communicate with brokers, sales, and other support & control functions on necessary account documentation and deficiencies. • Data entry of client & account data in client repositories and back-office systems. • Account maintenance of static data updates in back-office systems. • Participate in projects and maintenance of client static data in order to improve efficiencies and Compliance reporting. • Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. • Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. • Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values. • At all times complying with Marex’s Code of Conduct • To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility • To report any breaches of policy to Compliance and/ or your supervisor as required • To escalate risk events immediately • To provide input to risk management processes, as required.