Senior Compliance Consultant

As a Senior Compliance Consultant, you will independently manage key client relationships, deliver expert regulatory and compliance support, lead complex compliance projects and monitoring reviews, provide practical compliance advice, and mentor junior colleagues while helping clients navigate regulatory requirements and business risks.

What you'll do

• You'll manage and develop key client relationships, acting as the primary point of contact and delivering high-quality ongoing compliance support. • You'll provide regulatory advice, keep clients informed of regulatory changes, and lead complex compliance projects, including FCA applications, regulatory change initiatives, and health check reviews. • You'll draft, review, and implement compliance documentation, including policies, procedures, manuals, monitoring programmes, and regulatory reports. • You'll conduct risk-based compliance monitoring reviews, prepare detailed findings and reports, and ensure clients maintain strong regulatory compliance frameworks. • You'll mentor junior colleagues, contribute to compliance training initiatives, support business development activities, and demonstrate strong regulatory analysis, communication, time management, attention to detail, professionalism, and integrity.

What we offer

• Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile • Wellbeing: Additional social benefits such as private health and dental cover, life assurance, discounted gym membership, eye test and corporate GP • Annual leave: All our employees are entitled to 25 days paid leave, plus all UK public holidays. Enhanced maternity and paternity, including shared parental leave and adoption leave • Flexible working: We recognize the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements • Support and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every day • You have 4+ years of financial services experience, ideally gained within compliance consulting, investment management, a regulated firm, or a regulatory environment. • You possess strong knowledge of FCA regulations and the FCA Handbook, with experience or understanding of MiFID, AIFMD, UCITS, MIFIDPRU, and the wider investment management sector. • You can identify regulatory risks, implement practical compliance solutions, and uncover opportunities to support client growth and regulatory compliance. • You demonstrate excellent written and verbal communication skills, along with proficiency in Microsoft Word, Excel, and PowerPoint. • You hold a bachelor's degree and/or relevant industry qualifications such as the CISI Diploma or IMC, supported by proven industry experience; leadership or mentoring experience is beneficial but not required.